داستان آبیدیک

chief compliance officer


فارسی

1 حسابداری و مالی:: مدیر تطبیق

This group is managed under the stewardship of a CCO (chief compliance officer) or head of compliance. Some important C-level exec- utives are the CRO (Chief Risk Officer), CFO (Chief Finance Officer), CIO (Chief Information Officer), COO (Chief Operating Officer), CMO (Chief Marketing Officer), CAO (Chief Audit Officer), CLO (Chief Legal Officer), and CCO (Chief Compliance Officer). The two representative compliance roles that require a more detailed role profiling are the compliance officer, who represents a typical compliance staff's role, and Chief Compliance Officer, the C-level role holder who heads the function and is tasked to ensure efficient and effective implementation of compliance. cer (CCO) Philosophically speaking, the CCO role is personification of "corporate conscience."8 The impetus for the creation or elevation of this role in the financial services industry and the accounting firms can be largely attributed to the Sarbanes-Oxley Act of 2002 and in the United States the added energy was from the Federal Sentencing Guidelines.

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